Disclosures

Triad is committed to maintaining the trust and confidence of clients and investors. We want you to be fully informed when it comes to making investment decisions, and to be aware of how those choices and associated costs may impact you.

On this page you will find important information that you may wish to consider when making investments with your Triad Advisor.

Check back periodically for additional disclosures and updated information.

Customer Information
Form CRS
Read More
Firm Brochure
Read More
Triad Advisors Code of Ethics
Read More
Fee Schedules
Schedule of Miscellaneous Account & Service Fees for NFS
Read More
DirectChoice Client Fee Schedule
Read More
FDIC Sweep Deposit Program and INSURED CASH ACCOUNT PROGRAM
Visit our sweep resources page
Go to page
606 Information
2Q2021 PDF
Read More
2Q2021 XML
Read More
1Q2021 PDF
Read More
1Q2021 XML
Read More
4Q2020 PDF
Read More
4Q2020 XML
Read More
3Q2020 PDF
Read More
3Q2020 XML
Read More
2Q2020 PDF
Read More
2Q2020 XML
Read More
1Q2020 PDF
Read More
1Q2020 XML
Read More
4Q2019
Read More
3Q2019
Read More
2Q2019
Read More
1Q2019
Read More
4Q2021 PDF
Read More
3Q2021 PDF
Download
Additional Information
Apex Transaction Schedule (Schedule C)
Read More
Business Continuity Disclosure
Read More
eQuipt Online Privacy Notice
Read More
Financial Professional Compensation Disclosure
Read More
Indirect Compensation
Read More
My Privacy Options
Read More
Privacy Notice for CA Residents
Read More
Structured Product Risk Disclosure Form
Read More
Supplemental Conflicts Disclosure
Read More
Triad Advisors Form ADV Part 2A Brochure
Read More
Triad Part 2A AMP Appendix 1
Read More
Triad Part 2A UMA Appendix 1
Read More
Triad Customer Information
Read More
Triad Privacy Policy
Read More
Strategic Partners
Learn More
THS Form ADV Part 2A Brochure
Read More
THS Privacy Policy
Read More
THS Counsel Part 2A  Appendix 1
Read More
THS Partner Part 2A  Appendix 1
Read More
THS Code of Ethics
Download